What are the compliances for listed companies?
| Regulation | Compliance/Disclosures/Report |
|---|---|
| Regulation 31 (1) (b) | Disclosure of Shareholding Pattern |
| 27(2)(a) Corporate Governance Report | Corporate Governance Report |
| Regulation 33 (3) (a) | Financial Results along with Limited review report/Auditor’s report |
| Regulation 13 (3) | Statement of Grievance Redressal Mechanism |
What is listing compliance?
Compliance of Listed Company. Compliance of listed is prescribed under the provisions of SEBI (LODR) regulations 2015 and Companies Act, 2013. The listed companies must adhere to all the monthly, quarterly, half-yearly, and annual compliances. Annual ROC Compliance.
What is criteria for listing on BSE?
Direct Listing Norms for Companies listed on recognized stock Exchange / nationwide stock Exchange having turnover less than Rs. 500 cr in equity segment in immediate preceding Financial Year and meets all eligibility requirements for listing on Main Board of BSE (IPO and FPO).
What is Regulation 30 of SEBI?
30. (1) Every listed entity shall make disclosures of any events or information which, in the opinion of the board of directors of the listed company, is material. (2) Events specified in Part A of Schedule III. are deemed to be material events and listed entity shall make disclosure of such events.
What is Regulation 29 of SEBI?
any alteration in the form or nature of any of its securities that are listed on the stock exchange or in the rights or privileges of the holders thereof. any alteration in the date on which, the interest on debentures or bonds, or the redemption amount of redeemable shares or of debentures or bonds, shall be payable.
What are the compliances for listed companies in India?
| Regulation | Compliance | Due Date |
|---|---|---|
| Regulation 7 (3) | Share Transfer Agent | By 30th April |
| Regulation 14 | Payment of listing fees & Other charges | By 30th April |
| Regulation 33 (3) (d) | Financial Results along with Auditor’s Report | By 30th May every year |
| Regulation 34(1) | Annual Report | Not less than 21 days before the AGM |
What are the listing requirements for any company to be listed in BSE and NSE?
Eligibility Criteria
| Issuer | Eligibility Criteria for Listing |
|---|---|
| Public Issue / Private Placement | |
| Corporates (Public limited companies and Private limited companies) | Paid-up capital of Rs.10 crores; or Market capitalisation of Rs.25 crores (In case of unlisted companies Net worth more than Rs.25 crores) Credit rating |
What is listing agreement SEBI?
Listing Agreement is the basic document which is executed between companies and the Stock Exchange when companies are listed on the stock exchange. The main purposes of the listing agreement are to ensure that companies are following good corporate governance.
Does it mean that SEBI recommends an issue?
(a) Does SEBI recommend any Issue? It should be distinctly understood that SEBI does not recommend any issue nor does it take any responsibility either for the financial soundness of any scheme or the project for which the issue is proposed to be made.